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This training program aims to prepare participants with the knowledge and skills necessary to pass the test for the Certificate of Conformity and Compliance and AML/CTF (CME2). This certificate is a mandatory requirement by the Capital Market Authority of all persons registered or to be registered with the Capital Market Authority, to ensure that all compliance, compliance and AML/CFT employees have an advanced level of knowledge and skills that enable them to perform their work efficiently and effectively. The qualification program for the CME2 Certificate of Conformity and Compliance is designed to learn about laws and regulations to ensure that they are properly applied through risk management and an understanding of the job role of the compliance officer in risk management, anti-money laundering, anti-fraud and corruption and corporate governance.
This training program aims to prepare participants with the knowledge and skills necessary to pass the test for the Certificate of Conformity and Compliance and AML/CTF (CME2). This certificate is a mandatory requirement by the Capital Market Authority of all persons registered or to be registered with the Capital Market Authority, to ensure that all compliance, compliance and AML/CFT employees have an advanced level of knowledge and skills that enable them to perform their work efficiently and effectively. The qualification program for the CME2 Certificate of Conformity and Compliance is designed to learn about laws and regulations to ensure that they are properly applied through risk management and an understanding of the job role of the compliance officer in risk management, anti-money laundering, anti-fraud and corruption and corporate governance.
Capital Market
Compliance, AML, and CTF
Not Exist
Lecture
Case Studies +2
Lecture
Case Studies
Dialogue Teams
Exercises and assignments
Pre Exam
Post Exam +1
Pre Exam
Post Exam
Simulation Test for professional exam
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Purchase Program
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This provides you with the opportunity to select the available times that suit you best for participation in our program. These times represent slots during which we are ready to welcome you and provide assistance and guidance.
In Class Training-Online Training
Definition, Concept and Scope
Commitment principles
Compliance and control functions
Commitment culture
In Class Training-Online Training
Board of Directors
Administration
Compliance officer/compliance officer
Compliance and Compliance Committee
Audit and review committee
Audit (internal audit)
In Class Training-Online Training
The regulatory framework for the Saudi stock market
Effective Compliance Infrastructure
Develop a comprehensive compliance program
Implement an effective compliance monitoring program
Separation using protective arrangements from information leakage (impervious barriers or Chinese fences)
In Class Training-Online Training
Risks and risk management
Principles of risk management
Risks and Compliance Framework
Infrastructure for risk management
risk management tools
Monitor and review risks
Types of risks
In Class Training-Online Training
Description of the money laundering process
Legislative and regulatory framework for combating money laundering and terrorist financing
Financial Action Group
Monitor suspicious operations
The role of authorized persons and the Money Laundering Reporting Officer in AML/CFT initiatives
Commitment to combating money laundering and terrorist financing and training
In Class Training-Online Training
principles
licenses
Registered people
In Class Training-Online Training
Doing business
Customer acceptance
Customer relationship
Reporting to clients
In Class Training-Online Training
Control systems and procedures
Clients' money and assets
Customer Asset Rules
In Class Training-Online Training
Preventing market manipulation
Trading based on inside information
Incorrect data
Conduct of authorized persons
In Class Training-Online Training
Definitions
Anti-money laundering and terrorist financing requirements
Customer due diligence
Record keeping
Suspected operations
Policies, procedures, and internal controls
Acquiring knowledge and skills to pass the CMA mandatory exam to obtain a professional certificate of Compliance & AML/CTF (CME2).
Knowledge of laws and regulations to ensure that they are applied correctly.
Knowledge of the risk management function to understand the role of the compliance officer in risk management.
Understand the international environment and its importance to developing good practice.
Explore anti-money laundering, fraud and corruption methods to be followed when performing related operations.
The ability to instill an effective culture of commitment to apply it within the work environment
Understand how the reconciliation and compliance process can support companies to achieve their goals.
Understand corporate governance to link it with the role and function of compliance.
