Program Brief

The capital market Law and regulations aim to develop the market and the entities operating in it, provide guarantee and protection for dealers from any practices involving fraud or manipulation, and provide transparency and necessary information about listed companies. This training program is designed for all those working in the investment sector who wishes to deal in the financial market to enable them to perform their work in the professional field related to them in accordance with the Capital Market Law and the regulations and rules governing the Saudi financial market.

Program Goals

At the end of the training program, the participant should be able to:

  • Knowledge of the financial market Law to apply it appropriately during the implementation of his business.
  • Understand the regulations for market behavior and the organization of entities operating in the financial market to apply the principles of transparency and disclosure to improve market quality indicators.
  • Implementing the regulations in accordance with the requirements of the rules for listing, registration, trading and the events to be announced to avoid falling into violations.
  • Knowing the Merger and Acquisition Regulations to know the role and rights of the shareholder in case of merger and acquisition.
  • Getting to know the list of investment funds to distinguish between the different types of funds.
Program Agenda
Module 1: Market Law and Regulations
  • 1 Financial market Law

    • 2 Financial Market Conduct Regulations

      • 3 A list of the rules for offering securities and continuing obligations

        • 4 Investment Fund Regulations (Financial and Real Estate)

          Module 2: Listing and Trading Rules
          • 1 Mergers and Acquisitions Regulations

            • 2 Listing Rules

              • 3 Securities Depository Center Rules

                • 4 Securities Clearinghouse Rules

                  • 5 Investment Fund Regulations (Financial and Real Estate)

                    Program Requirements

                    Not Available

                    Program Path

                    Names of the training programs that are integrated (enriched) with the training program:

                    • Not Available

                    Names of the training programs that after the training program:

                    • Not Available
                    Program Method
                    • Lecture
                    • Dialogue Teams
                    Evaluation Method
                    • Pre Exam
                    • Post Exam
                    Training Type
                    • In Class Training
                    • Online Training
                    Partners
                    • high Investment Academy for Training

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