Program Brief

The capital market Law and regulations aim to develop the market and the entities operating in it, provide guarantee and protection for dealers from any practices involving fraud or manipulation, and provide transparency and necessary information about listed companies. This training program is designed for all those working in the investment sector who wishes to deal in the financial market to enable them to perform their work in the professional field related to them in accordance with the Capital Market Law and the regulations and rules governing the Saudi financial market.

Program Goals

At the end of the training program, the participant should be able to:

  • Knowledge of the financial market Law to apply it appropriately during the implementation of his business.
  • Understand the regulations for market behavior and the organization of entities operating in the financial market to apply the principles of transparency and disclosure to improve market quality indicators.
  • Implementing the regulations in accordance with the requirements of the rules for listing, registration, trading and the events to be announced to avoid falling into violations.
  • Knowing the Merger and Acquisition Regulations to know the role and rights of the shareholder in case of merger and acquisition.
  • Getting to know the list of investment funds to distinguish between the different types of funds.
Program Agenda
Module 1: Market Law and Regulations
  • 1 Financial market Law

    • 2 Financial Market Conduct Regulations

      • 3 A list of the rules for offering securities and continuing obligations

        • 4 Investment Fund Regulations (Financial and Real Estate)

          Module 2: Listing and Trading Rules
          • 1 Mergers and Acquisitions Regulations

            • 2 Listing Rules

              • 3 Securities Depository Center Rules

                • 4 Securities Clearinghouse Rules

                  • 5 Investment Fund Regulations (Financial and Real Estate)

                    Program Requirements

                    Not Available

                    Program Path

                    Names of the training programs that are integrated (enriched) with the training program:

                    • Not Available

                    Names of the training programs that after the training program:

                    • Not Available
                    Program Method
                    • Lecture
                    • Dialogue Teams
                    Evaluation Method
                    • Pre Exam
                    • Post Exam
                    Training Type
                    • In Class Training
                    • Online Training
                    Partners
                    • high Investment Academy for Training

                    Add Comment

                    CAPTCHA

                    Realted Program

                    Preparation Program for Insurance Foundations Professional Exam (IFCE)- Third Edition

                    This training program aims to prepare participants with the knowledge and skills necessary to pass the Insurance Foundations Professional Exam (IFCE). This exam is mandatory for all employees of the insurance sector in the Saudi market. During this program, the participant will learn about the elements of insurance and the principles associated with them. This program also highlights the main functions of insurance companies and the products they provide to protect individuals and companies from the risks they are exposed to.

                    Details

                    Preparation Program for Compliance Foundation Professional Exam

                    This training program aims to prepare the participants with the knowledge and skills necessary to pass the Compliance Foundation Professional Exam. The program covers issues related to regulatory compliance and the principles of compliance with legal requirements for providing financial services. In addition, the program reviews money laundering legislation, terrorist financing, and anti-fraud laws.

                    Details

                    Anti-Money Laundering Awareness for Insurance Sector

                    Money Laundering schemes is a global phenomenon that ruins economies of entire countries from one aspect, as well as being a main source of financing terrorism. Therefore, most countries have worked together to formulate certain rules and guidelines to fight it, and the insurance industry is not safe from money laundering and is one of the industries exposed and used for money laundering and terrorism funding. This program is designed to provide candidates working in the insurance sector with a proper understanding of Anti-Money Laundering & Financing Terrorism, how to detect it, the different forms of fraud in insurance & the various strategies for combating it. Also, candidates will be exposed to the main international organizations that work in this area beside the Saudi Central Bank regulations that must be complied with.

                    Details

                    Introduction to Financing & Investment

                    Global capital markets are rapidly evolving, which necessitates the development of skills to identify financial and security risks as well as discovering the investment opportunities for business This program aims to introduce the principles of investment and financing and the distinction between personal and corporate investments in terms of the investment environment and how to make an investment or financing decision, as well as the impact of modern financial technologies on investment and financing operations

                    Details

                    Islamic Banking Basics

                    This program is designed to introduce the ethics of financial transactions in Islamic banking, in addition to acquiring basic knowledge of Islamic banking transactions by identifying the Shari’a regulations for financial transactions, and banking services with Shari’a compliant. The program enables participants to gain the ability to distinguish the characteristics of an Islamic bank from a conventional bank, as well as learn about the principles and characteristics of accounting standards for Islamic financial transactions and operations in accordance with Shari’a regulations.

                    Details

                    Excellence Customer Experience

                    Increasing competition has forced businesses to think carefully about deepening and improving their relationship with customers. Customer experience is the driver of organizations transformation and business development. This program focuses on developing and refining the skills of employees to improve the customer experience at all stages of engagement with the customer. The program also covers how to develop a basic model for improving customer experience that ensure customer satisfaction and loyalty, which results in increasing the organization's market share and maximizing its profits, in addition to developing a positive customer experience culture within the organization at all customer touchpoints.

                    Details

                    Preparation Program for Professional Exam for International Introduction to Securities and Investment- (CME-1A)

                    This training program aims to prepare participants with the knowledge and skills necessary to pass the exam for International Introduction to Securities and Investment- (CME-1A), This exam is mandatory by the Capital Market Authority that is provided in cooperation with the Chartered Institute for Securities & Investment (CISI) to those who wish to work in the capital markets. This training program covers several related topics such as introduction to the financial services sector, the economic environment, assets and capital markets, investment funds, regulations, and ethical principles as well as other financial products.

                    Details

                    Preparation Program for Professional Exam for Saudi Capital Market Rules and Regulations- (General Chapter)- (CME-1B)

                    This training program aims to prepare participants with the knowledge and skills necessary to pass the mandatory exam for Saudi Capital Market Rules and Regulations- (General Chapter)- (CME-1B), This exam This exam is mandatory by the Capital Market Authority that is provided in cooperation with the Chartered Institute for Securities & Investment (CISI) to those who wish to work in the capital markets. This training program gives an overview of the Saudi capital market. In addition, it covers the most prominent topics related to the CMA regulations, such as the Securities Business Regulations, the Capital Market Institutions Regulations, in addition to the Anti-money Laundering and Counter-terrorist Financing rules, prohibitions and systems and controls.

                    Details

                    Customer Service & Insurance Market Code of Conduct

                    With the growing competition in today's world, "customer service" is one of the most important factors that determine the extent to which organizations succeed in developing and maintaining business. This program is designed to familiarize participants with the “customer service” skills needed to deliver a unique and distinct “customer experience”; It includes understanding customer expectations, meeting their needs to ensure their satisfaction, and earning their loyalty. Giving them a comprehensive perception of customer service culture in successful companies. The program also addresses the legislative and regulatory environment that governs the relationship of insurance companies to their customers.

                    Details

                    Effective Communication Skills

                    Communication is the basis of success, the greater the ability to communicate effectively, the greater the chances of success in work and personal life. This training program is designed to improve and develop the verbal and nonverbal communication skills of employees, and to provide participants with communication skills to achieve the goals of the communication process, in addition to developing the skills of listening, presentation, recitation and feedback, and understanding the purposes of body language to enhance the communication process.

                    Details

                    Preparation Program for Probability (P) Exam- from SOA

                    In light of the growing interest in actuarial sciences worldwide, and the significant increase in demand for it, the Society of Actuaries SOA is eager to prepare and welcome the next generation of actuaries, through a series of professional exams specialized in the actuarial field. This training program is designed to qualify participants and provide them with the knowledge and skills necessary to pass the P Exam (probability), through familiarity with fundamental probability tools for quantitatively assessing risk The application of these tools to problems encountered in actuarial science is emphasized. As well as a comprehensive understanding of calculus and basic knowledge of insurance and risk management.

                    Details

                    Preparation Program for IFSAH Professional Exam- Saudi Exchange

                    This training program aims to prepare participants with the knowledge and skills necessary to pass the mandatory Professional Exam “IFSAH”. This exam “IFSAH” is a mandatory test by Saudi Exchange, targeting all disclosure officials for issuers of securities and investment funds, in order to improve the quality of disclosures for the announcements of companies and investment funds by achieving the best standards of transparency, which leads to the stability of the financial markets and the professionally handling stock market aspects, including shares, bonds and investment funds. It also helps in the governance of companies listed in the Saudi market, as well as Working in the management of investment funds. This program covers an important the knowledge required to work in the stock market, it provides the knowledge of laws and regulations that govern and regulate the work of companies and funds listed in the capital market, as well as the laws of governance and dealing with troubled companies and their regulations.

                    Details

                    Teamwork Skills

                    There is a Chinese proverb that says: Behind every capable person there are capable people. Collaboration is a vital part of personal and professional life, so learning team development and organizational culture is a great start to a better future. This training program is designed to provide participants with the concept of team work, the mechanisms for building it, the importance of developing the group spirit among the participants, and mechanisms for increasing the degree of team cohesion, rooting group values and unifying the vision among team members, which increases the effectiveness of work teams and reduces friction and conflict between teams within the organization through Unity of vision and goals and achieving more effective results.

                    Details

                    Effective Sales Skills in Insurance Companies

                    A salesman is a reflection of the insurance organization, and he must have technical skills, excellent communication skills, and perseverance in order to build relationships of trust with customers to whom he proposes appropriate solutions, with the primary objective of achieving the company's sales goals efficiently. This Program covers the concept of and importance of sales, its basic stages and the characteristics of a successful sales person, as well as how to handle different types of customers, sales techniques, smart targeting, attracting customers, how to maintain their loyalty to the organization and how to maximize sales, in addition to focusing on the mechanism of dealing with objections and complaints effectively.

                    Details
                    We value your feedback

                    Dear visitor, we hope that you will participate in improving and developing the services provided by the academy on the website.

                    Was it easy to find what you were looking for on the Academy's website?
                    Was the information presented on the Academy’s website sufficient and useful?
                    Please share with us your suggestions for developing the website
                    Thank you!