Refine Your Search
...
...
95 Reviews
Register now and get certified in compliance to achieve professional excellence.
95 Reviews
This program aims to prepare participants to pass the Certified Compliance Officer (CCO) certification, where they learn how to perform their duties effectively, manage non-compliance risks, implement risk-based anti-money laundering programs, and develop relevant policies, procedures and internal controls
Professional Certificate for Certified Compliance Officer
Banking
Capital Market
Insurance
Financing
Compliance and Anti-Financial Crimes
Not Exist
Lecture
Case Studies +3
Lecture
Case Studies
Practical Implementation
Dialogue Teams
Exercises and assignments
Pre Exam
Post Exam +1
Pre Exam
Post Exam
Simulation Test for professional exam
Purchase Program
( 0)Available
To preview individual and groups discount policy, Click Here
This provides you with the opportunity to select the available times that suit you best for participation in our program. These times represent slots during which we are ready to welcome you and provide assistance and guidance.
In Class Training-Online Training
Module 1: The Concept of Compliance, its Importance, and the Risks of Non-Compliance
Compliance concept
Compliance role
Compliance importance
Risks of non-compliance
Misconceptions about compliance
The latest international compliance practices
Module 2: Legislative and Regulatory Authorities
Module 3: An Analytical View of the Regulations, Rules and Legislation of Banks Subject to Central Bank Supervision related to Compliance
Module 4: An Analytical View of the Regulations, Rules and Legislation Applicable to Financial Institutions Other than Banks in the Kingdom related to Compliance
Regulations applicable to financial institutions other than banks
Rules and Legislation applicable to financial institutions other than banks
Circulars applicable to financial institutions other than banks
In Class Training-Online Training
Compliance Management Organizational Structure
The independence of the commitment function
In Class Training-Online Training
Duties and responsibilities of a compliance manager in a financial institution
The relationship of the compliance function to risk management
The relationship of the compliance function with internal audit
Relationship of the compliance function with other related departments
In Class Training-Online Training
Compliance policy
Compliance Officer responsibilities
Monitor compliance
Board responsibilities
Senior management responsibilities
Compliance management responsibilities
In Class Training-Online Training
Stages of monitoring and testing compliance
In Class Training-Online Training
Principles of Risk-Based Compliance
How to design a risk-based compliance plan?
Mechanisms for implementing a risk-based compliance plan
Checking steps
In Class Training-Online Training
Corporate Governance
Financial Crimes
International and regional sanctions
Requirements to comply with the automatic exchange of information
Payment Card Industry Data Protection Standards
In Class Training-Online Training
Compliance to professional conduct and public morals
Interact with stakeholders
Combating financial and administrative corruption crimes
Duties and responsibilities of employees of financial institutions
Consequences of not adhering to the principles of conduct and work ethics
In Class Training-Online Training
What is meant by standards of good practice in financial institutions?
The main areas that are subject to the standards of good practice in financial institutions
The role of the compliance function in consolidating compliance with sound standards
In Class Training-Online Training
In Class Training-Online Training
Module 1: Concept, Stages and Risks of Money Laundering and Terrorist Financing
Money laundering concept
Stages and methods of money laundering
Negative effects of money laundering
Correspondent Banking
Nested accounts
Aggregate accounts
Private banking
Money laundering in the real estate sector
Money laundering using precious metals and gems
Money laundering using insurance policies
The concept of terrorist financing
Stages of terrorist financing
The difference between money laundering and terrorist financing
The negative effects and consequences of money laundering
Benefits of complying with the regulatory requirements for combating money laundering and terrorist financing
Module 2: International and Regional Efforts and Initiatives to Anti-Money Laundering and Combating the Financing of Terrorism
The Financial Action Task Force (FATF)
United Nations
United Nations Security Council Resolutions
Basel Committee on Banking Supervision
The World Bank and the International Monetary Fund
Egmont Group of Financial Intelligence Units
EU directives
US national law
Wolfsburg Group
Office of Foreign Assets Control (OFAC)
Module 3: Analytical Study of the Legislative Framework in the KSA to Anti-Money Laundering and Combating the Financing of Terrorism
Anti-money laundering system and penalties
Combating terrorism and its financing system
The role of the Saudi central bank
The role of the Capital Market Authority
Module 4: Analytical Study of the Regulatory and Institutional Framework in KSA for Anti-Money Laundering and Combating the Financing of Terrorism
The responsibility of financial institutions to anti-money laundering and combating the financing of terrorism
Board responsibilities
Senior management responsibilities
Responsibilities of financial institution employees
Risk based approach
In Class Training-Online Training
Anti-Money Laundering and Terrorist Financing Compliance Program
Recruitment and follow-up criteria
Record keeping
Report suspicious operations
Monitoring and follow-up of operations and activities
Risk-based monitoring and follow-up
Indicators of suspicion of financial institutions
Indicators of suspicion of non-financial business and professions
In Class Training-Online Training
Customer Acceptance Policy
Due diligence procedures
Update customer information
The real beneficiary
Reliance on a third party to fulfill due diligence measures
In Class Training-Online Training
Strict due diligence procedures
Politician at risk
Correspondent Banking Relationship
Risk Mitigation Measures
Telegraphic Transfer
Simplified Due Diligence Measures
In Class Training-Online Training
In Class Training-Online Training
Module 1: What is Governance?
Introduction and historical background
Define governance, its importance and objectives
Governance Principles
Module 2: International Standards of Governance
Basel Committee on Banking Supervision (BCBS)
Organization for Economic Co-operation and Development (OECD)
Islamic Financial Services Board (IFSB)
World Bank (WB)
International Association of Insurance Supervisors (IAIS)
Commission on Payments and Financial Market Infrastructure (CPMI)
Module 3: Saudi Governance Requirements
Corporate governance regulations issued by the Capital Market Authority
The basic principles of governance in financial institutions subject to the supervision and supervision of the Central Bank of Saudi Arabia
Regulation of governance of insurance companies in the Kingdom of Saudi Arabia
Banking sector governance controls
Instructions for Sharia’a governance in finance companies
Sharia’a governance framework for local banks and banks operating in KSA
Module 4: The Role of the Board of Directors in Consolidating Sound Governance
Formation of the board of directors
Board of Directors Responsibilities
Executive management responsibilities
Committees of the Board of Directors
In Class Training-Online Training
What is meant by the control environment in financial institutions?
The role of internal audit in governance
The role of commitment in governance
The role of risk management in governance
The importance of integrating the oversight functions to achieve governance
In Class Training-Online Training
The general basis for disclosure and its importance
What information should be disclosed
Disclosure methods
Corporate Social Responsibility Governance
In Class Training-Online Training
Important considerations that essential in the applications of corporate governance in financial institutions
Corporate governance report form
In Class Training-Online Training
In Class Training-Online Training
Module 1: Introduction to Financial Risks and their Types
Define the concept of risk
Define the concept of risk management
The Importance of Risk Management (Why Do We Need Risk Management)
Risk management strategy
Risk Management Governance
The Basel Committee and its relationship to risk management
The role of the Basel Committee in achieving effective banking supervision
Module 2: Risk Management
Module 3: The Role of Risk Management with other Parties in the Organization
The relationship of internal audit to risk management
The relationship of external audit with risk management
The “three lines of defense” model for risk management
The integrative relationship between risk management, compliance management and governance
The role of the board of directors in risk management
Module 4: Board Risk Management Committee
The role of executive management in risk management
The role of managers in risk management
Risks across different sectors
In Class Training-Online Training
Acquiring knowledge and skills in order to pass the professional exam for Certified Compliance Officer (CCO).
Identify the risks arising from non-compliance with regulation and guidelines for choosing the most appropriate method to manage those risks.
Understanding the roles of compliance officer in combating financial crimes and money laundering and terrorist financing to make sure he performs his duties effectively and contributes to reducing or preventing these crimes.
Developing and managing a risk-based regulatory compliance program to protect the organization from being used to conduct illegal operations.
Knowledge of governance requirements to ensure the optimal application of internal controls and procedures.
