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The Securities Custodian program is a specialized training designed to address one of the most critical roles in the capital market ecosystem, namely the safeguarding of investors’ assets and the integrity of securities operations. The program aims to equip participants with a clear understanding of the roles and responsibilities of securities custodians and their function as intermediaries between clients and the Securities Depository Center. It covers the regulatory framework governing custodianship, including membership requirements and compliance obligations. Participants will gain insight into key custodial operations such as deposit, settlement, clearing, securities lending, profit distribution, and IPO execution. The program also focuses on customer account management, accurate balance reconciliation, and effective monitoring of custodial activities. Emphasis is placed on identifying and managing operational risks and resolving custody related issues in line with regulatory standards. Delivered through lectures and practical exercises, the program supports the effective application of custodial practices in professional settings.
Capital Market
الحفظ
المقاصة والمطابقة والتسويات
Operations
Not Exist
Lecture
Case Studies +2
Lecture
Case Studies
Dialogue Teams
Exercises and assignments
Pre Assessment
Post Assessment
Clearing & Settlements Sp...
Custody Operations Employ...
Clearing & Settlements Specialists
Custody Operations Employee
This provides you with the opportunity to select the available times that suit you best for participation in our program. These times represent slots during which we are ready to welcome you and provide assistance and guidance.
Self Learning
Module 1: The Role and Importance of the Custodian
Module 2: Regulatory Framework: Obligations and Membership
Module 3: Core Operations Carried Out by Custodians
Module 4: Practical Applications of Custodian
Module 5: Customer Balance Follow-up and Account Management
Module 6: Custody Risks, Cybersecurity
Identify the concept of the securities custodian, his principal duties, custody objectives and types, and his core role in the financial market ecosystem.
Understand the regulatory framework governing custodians, including statutory obligations, membership rules, and the core principles of the custody system under Saudi capital market regulations.
Apply custodian operational procedures including deposits, buy/sell, settlement, clearing, securities lending, and GDR operations with hands-on practical application.
Effectively manage customer balance monitoring, account management, and prepare internal and external operational reports.
Identify operational and cybersecurity custody risks, understand digital asset custody concepts, and resolve practical problems.
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