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Register now and learn about the role of the custodian in safeguarding financial assets.
The role of the custodian on securities is considered a major and pivotal role in the financial markets, as It preserves the assets and securities of investors to protect them from risks, and the volume of investments that the custodian undertakes to protect may reach billions of riyals. In addition to dealing with the Depository Center regarding transfer of ownership, settlement and clearing of these assets. This training program focuses on the role of the custodian and its importance in the financial market, in addition to understanding the mechanism of the custodian’s work as an intermediary between the client and the Securities Depository Center to complete the operations of trading, settlement, clearing, lending, distribution and all other related operations in the custody of securities.
Capital Market
Operations
Not Exist
Lecture
Case Studies +1
Lecture
Case Studies
Exercises and assignments
Pre Exam
Post Exam
Senior Custody Operations Specialist
This provides you with the opportunity to select the available times that suit you best for participation in our program. These times represent slots during which we are ready to welcome you and provide assistance and guidance.
In Class Training-Online Training
The concept of the custodian
Principal duties of custodians
Securities Custody Objectives
Types of custody
The role and importance of the custodian in the implementation of operations
In Class Training-Online Training
Custodians’ Obligations
Membership Rules
The basic principles of the custodian system
In Class Training-Online Training
Deposit
Buy and sell
Transfer wallet
Freeze balances
Operations of GDR certificates of deposit
settlement
Profit disbursement
Securities Lending
Free stock distribution
Reducing the face value (retail)
Combine versions
Executing the Initial public offering IPO
In Class Training-Online Training
Follow up on customer balances in a correct and effective manner
Depository, settlement and profit disbursement system.
Customer Account Management
Risks of keeping securities
Solve problems that the custodian may encounter in practice
Recognize the role and importance of the custodian of securities in order to perform his duties effectively and efficiently.
Understand how the custodian works so that he can manage the relationship as an intermediary between clients and the Securities Depository Center.
Familiarity with the problems of keeping securities to avoid them or treat them properly if they occur.
Acquisition of custodian skills in settlement, clearing and lending of securities to be implemented in accordance with the regulations and rules of the financial market.
