Exam Overview

Compliance Foundations Professional exam aims to build the capabilities of new employees of compliance departments, and provide them with the basic knowledge and skills with a comprehensive view of the compliance activities and environment by addressing examples and practical situations in various financial subsectors.

Target Audience

New employees of Compliance departments in various financial subsectors (Banking, Insurance, Capital Market, APs and Financing Companies).

Competencies and its Weights

Chapter 1: Structure of Financial Services Sector: 5%

Chapter 2: Principles and Impact of Control and Compliance: 15%

Chapter 3: Principles for Combating Financial Crimes: 30%

Chapter 4: Principles of Compliance with Sharia Requirements in Providing Financial Services: 30%

Chapter 5: The Role of Regulators in Providing Financial Services: 20%

Exam Requirements

Not Available

Additional Requisites

Examinee must be either a Saudi citizen, a citizen of a GCC member state or treated as a citizen based on the regulations of the labor law.

Prerequisite Programs

Not Available

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Related Exams

تنويه: تم تحديث المادة التعليمية للشهادة المهنية في أساسيات الالتزام - النسخة الثالثة، وسيتم بدء العمل بالنسخة المحدثة اعتبارًا من تاريخ 24 ديسمبر 2023م، ويمكنكم الاطلاع على المادة التعليمية المحدثة من هنا.  

 The study material for "Compliance Foundations Professional Certificate - Third Edition" has been updated and will be effective starting from December 24th, 2023. You can download the updated study material from here.

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