Exam Overview

Compliance Foundations Professional Certificate aims to build the capabilities of new employees of compliance departments, and provide them with the basic knowledge and skills with a comprehensive view of the compliance activities and environment by addressing examples and practical situations in various financial subsectors.

Target Audience

New employees of Compliance departments in various financial subsectors (Banking, Insurance, Capital Market, APs and Financing Companies).

Exam Profiles
Compliance Foundations Professional Certificate - Third Edition
Exam Language

Arabic

Degree of Success

70 Degree

Exam Duration

120 Minutes

Exam Owner

Academy

Eductional Tutorial
Competencies and its Weights

Chapter 1: The Role of Regulatory Authorities in The Field of Providing Financial Servicies: 10%

Chapter 2: Financial Services In The Kingdom Of Saudi Arabia: 10%

Chapter 3: Principles and Impact of Control and Compliance: 30%

Chapter 4: Principles of Combating Financial Crimes: 30%

Chapter 5: Principles of Compliance With Sharia Requirements in Providing Financial Services: 10%

Exam Requirements

Not Available

Additional Requisites

Examinee must be either a Saudi citizen, a citizen of a GCC member state or treated as a citizen based on the regulations of the labor law.

Prerequisite Programs

Not Available

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