Compliance Foundations Professional Certificate aims to build the capabilities of new employees of compliance departments, and provide them with the basic knowledge and skills with a comprehensive view of the compliance activities and environment by addressing examples and practical situations in various financial subsectors.
New employees of Compliance departments in various financial subsectors (Banking, Insurance, Capital Market, APs and Financing Companies).
Arabic
70 Degree
120 Minutes
Academy
Chapter 1: The Role of Regulatory Authorities in The Field of Providing Financial Servicies: 10%
Chapter 2: Financial Services In The Kingdom Of Saudi Arabia: 10%
Chapter 3: Principles and Impact of Control and Compliance: 30%
Chapter 4: Principles of Combating Financial Crimes: 30%
Chapter 5: Principles of Compliance With Sharia Requirements in Providing Financial Services: 10%
Product Knowledge/ Advisory (Banking Sector) 1
Regulatory Knowledge (Capital Market Sector) 1
Product Knowledge/ Advisory (Capital Market Sector) 1
Product Knowledge/ Advisory (Financing Sector) 1
Product Knowledge/ Advisory (Insurance Sector) 1
Regulatory Knowledge (Financing Sector) 1
Regulatory Knowledge (Banking Sector) 1
Regulatory Knowledge (Insurance Sector) 1
Not Available
Examinee must be either a Saudi citizen, a citizen of a GCC member state or treated as a citizen based on the regulations of the labor law.
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