Exam Overview

A CMA mandated exam that is provided in cooperation with the Chartered Institute for Securities and Investment (CISI). The Securities exam is specialized to workers in the field of brokerage. The exam includes a number of topics related to the field of brokerage, such as the financial services sector, asset classes, primary and secondary markets, in addition to topics related to clearing and settlement. Note: This certificate consists of two exams, and to obtain the CME certificate, you must pass both parts of the exam (A-B).

Target Audience

Passing both the “Securities” exam and the “Saudi Stock Market Rules and Regulations (Brokers)” exam is a requirement for all persons to be registered to perform local or international stock brokerage functions in all their job categories with the Capital Market Institution starting from February 1, 2023.

Job Families
Exam Profiles
Securities - English
Exam Language

English

Degree of Success

70 Degree

Exam Duration

120 Minutes

Exam Owner

CISI

Eductional Tutorial
Securities - Arabic
Exam Language

Arabic

Degree of Success

70 Degree

Exam Duration

120 Minutes

Exam Owner

CISI

Eductional Tutorial
Competencies and its Weights

Chapter 1: The Financial Services Sector: 3%

Chapter 2: Asset Classes:  27%

Chapter 3: Markets: 1%

Chapter 4: Primary Markets: 14%

Chapter 5: Secondary Markets: 15%

Chapter 6: Corporate Actions: 7%

Chapter 7: Clearing and Settlement: 8%

Chapter 8: Accounting Analysis: 14%

Chapter 9: Investment Management: 11%

 

It is estimated that this workbook will require approximately (80) hours of study time.

Exam Requirements

Not Available

Prerequisite Programs

Not Available

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تنويه: نفيدكم أنه سيتم إرسال المادة التعليمية الخاصة بالاختبار عن طريق البريد الإلكتروني المرتبط بحسابكم على موقع الأكاديمية المالية، وذلك خلال خمسة أيام عمل من تاريخ التسجيل على الاختبار.

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