Exam Overview

A CMA mandated exam that is provided in cooperation with the Chartered Institute for Securities and Investment (CISI). The Global Financial Compliance Certificate is one of the specialized certificates offered to those who are engaged in the field of compliance. It covers a number of compliance-related topics such as the international regulatory environment, the compliance function, managing the risk of financial crimes, ethics, integrity and fairness, governance, risk management and compliance. Note: This certificate consists of two exams, and to obtain the CME certificate, you must pass both parts of the exam (A-B).

Target Audience

Passing both the “International Financial Compliance” exam and the “Saudi Stock Market Rules and Regulations (Compliance and Anti-Money Laundering and Terrorist Financing)” exam is required for all persons to be registered to perform the work of compliance and/or anti-money laundering and terrorist financing functions starting from February 1, 2023.

Exam Profiles
Global Financial Compliance - (Arabic)
Exam Language

Arabic

Degree of Success

70 Degree

Exam Duration

120 Minutes

Exam Owner

CISI

Eductional Tutorial
Global Financial Compliance - (English)
Exam Language

English

Degree of Success

70 Degree

Exam Duration

120 Minutes

Exam Owner

CISI

Eductional Tutorial
Competencies and its Weights

Chapter 1: The International Regulatory Environment: 20%

Chapter 2: The Compliance Function: 24%

Chapter 3: Managing the Risk of Financial Crime: 20%

Chapter 4: Ethics, Integrity and Fairness:  19%

Chapter 5: Governance, Risk Management and Compliance: 17%

 

It is estimated that this workbook will require approximately (100) hours of study time.

Exam Requirements

Not Available

Prerequisite Programs

Not Available

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تنويه: نفيدكم أنه سيتم إرسال المادة التعليمية الخاصة بالاختبار عن طريق البريد الإلكتروني المرتبط بحسابكم على موقع الأكاديمية المالية، وذلك خلال خمسة أيام عمل من تاريخ التسجيل على الاختبار.

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