Underwriting Practice (M80) - CII

The objective of this unit is to develop knowledge and understanding of the fundamental principles and practices of underwriting practice and the environment within which they operate. Also, it provides an understanding of the key influences of the regulatory and commercial environment on underwriting, underwriting policy and practice, use of statistical data, risk pricing and risk exposure and control.

3,772

Trader Professional Exam (Registered Broker) - Saudi Stock Exchange (Tadawul)

The professional exam of trader - registered broker, is a mandatory exam by the Saudi Stock Exchange (Tadawul). This test aims to build the capabilities of brokerage firms' employees who deal with Tadawul system and ensure that all employees have a level of knowledge and skills in this field, including Tadawul regulations and laws that enable them to perform their duties towards clients and beneficiaries professionally and with full responsibility.

4.5/ 5

1,000

Securities - (CME-3A)

A CMA mandated exam that is provided in cooperation with the Chartered Institute for Securities and Investment (CISI). The Securities exam is specialized to workers in the field of brokerage. The exam includes a number of topics related to the field of brokerage, such as the financial services sector, asset classes, primary and secondary markets, in addition to topics related to clearing and settlement. Note: This certificate consists of two exams, and to obtain the CME certificate, you must pass both parts of the exam (A-B).

1,600

Saudi Capital Market Rules and Regulations (General Chapter) -(CME-1B)

A CMA mandated exam that is provided in cooperation with the Chartered Institute for Securities and Investment (CISI). The General Saudi Capital Market Rules and Regulations is a foundational regulatory certificate that gives an overview of the Saudi capital market. In addition, it covers the most prominent topics related to the CMA regulations, such as the Securities Business Regulations, the Capital Market Institutions Regulations, in addition to the Anti-money Laundering and Counter-terrorist Financing rules, prohibitions and systems and controls. Note: This certificate consists of two exams, and to obtain the CME certificate, you must pass both parts of the exam (A-B).

1,100