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This training program aims to prepare the participants with the knowledge and skills necessary to pass the exam for Saudi Capital Market Rules and Regulations- (Brokers)- (CME-3B), Passing both the “Securities” exam and the “Saudi Stock Market Rules and Regulations (Brokers)” exam is a mandatory by the Capital Market Authority that is provided in cooperation with the Chartered Institute for Securities & Investment (CISI), for all persons to be registered to perform local or international stock brokerage functions in all their job categories with the Capital Market Institution. This training program covers topics related to the brokerage function such as the Market Conduct Regulations which covers for example legislations related to the prohibition of manipulative and deceptive acts or practices and insider trading.
This training program aims to prepare the participants with the knowledge and skills necessary to pass the exam for Saudi Capital Market Rules and Regulations- (Brokers)- (CME-3B), Passing both the “Securities” exam and the “Saudi Stock Market Rules and Regulations (Brokers)” exam is a mandatory by the Capital Market Authority that is provided in cooperation with the Chartered Institute for Securities & Investment (CISI), for all persons to be registered to perform local or international stock brokerage functions in all their job categories with the Capital Market Institution. This training program covers topics related to the brokerage function such as the Market Conduct Regulations which covers for example legislations related to the prohibition of manipulative and deceptive acts or practices and insider trading.
Capital Market
Sales and Marketing
Not Exist
Lecture
Case Studies +2
Lecture
Case Studies
Practical Implementation
Exercises and assignments
Pre Exam
Post Exam +1
Pre Exam
Post Exam
Simulation Test for professional exam
Dealers – Brokers
Purchase Program
( 0)Available
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This provides you with the opportunity to select the available times that suit you best for participation in our program. These times represent slots during which we are ready to welcome you and provide assistance and guidance.
In Class Training-Online Training
Prohibition of Manipulative and Deceptive Acts or Practices
Insider Trading
In Class Training-Online Training
Market Manipulation and Insider Trading
Handling Client Orders
Conduct of Business
Passing the professional exam to obtain the Certificate of Saudi Capital Market Rules and Regulations- (Brokers)- (CME-3B).
Familiarity with the Regulations of trading, to be followed when practicing related operations.
Understanding market behavior and financial market institutions to identify and avoid behavior or practices that constitute manipulation or misleading.
Being fully aware of what is meant by market manipulation and insider trading.
