This training program aims to prepare participants with the necessary knowledge and skills to pass the exam for Securities (CME-3A). This exam is mandatory by the Capital Market Authority that is provided in cooperation with the Chartered Institute for Securities & Investment (CISI), for all Persons intended to be registered to perform local or international stock brokerage work in all their job categories with the Capital Market Institution. This training program focuses on topics related to the work of brokers such as stocks and debt instruments, accounting analysis and investment management. In addition to enabling participants to apply the correct method for analyzing companies and stocks, as well as to learn about the necessary procedures for trading, clearing and settlement operations.
At the end of the training program, the participant should be able to:
1 1. Introduction
2 2. Professional and Retail Business
3 3. Participants- Retail Sector
4 4. Participants- Wholesale Sector
1 1. Equities
2 2. Debt Instruments
3 3. Government Debt
4 4. Corporate Debt
5 5. Cash Assets
6 6. Eurobonds
7 7. Other Securities
8 8. Foreign Exchange (FX)
9 9. Collective Investment Schemes (CISS)
10 10. Structured Products
1 1. The Primary and secondary markets
1 1. Types of Offers
2 2. Participants in an Equity Offering Securities
3 3. Stock Exchanges
4 4. Bond Offerings
1 1. Trading Venues
2 2. Methods of Trading and Participants
3 3. Stock Exchanges
4 4. Indices
5 5. Government Bonds
6 6. Corporate Bond Markets
7 7. Dealing Methods
1 1. Income Events
2 2. Capital Events
3 3. Capital Raising Events
4 4. Share Capital and Changes to Share Ownership
1 1. Introduction to Settlement Systems
2 2. Settlement Models
3 3. Custody
4 4. Registered Title
5 5. Designated and Pooled Nominees
6 6. Cum- and Ex-Dividend
7 7. Continuous Linked Settlement (CLS)
8 8. Distributed Ledger Technology
9 9. Stock Borrowing and Lending
1 1. Basic Principles
2 2. The Statement of Financial Position
3 3. The Income Statement
4 4. The Statement of Cash Flows
5 5. Additional Information
6 6. Financial Statement Analysis
1 1. Risk and Reward
2 2. Institutional Investment Advice
3 3. Approaches to Investment
1. Professional Exam for International Introduction to Securities and Investment- (CME-1A)
1. Professional Exam for International Introduction to Securities and Investment- (CME-1A)
2. Professional Exam for Saudi Capital Market Rules and Regulations- (General Chapter)- (CME-1B)
2. Professional Exam for Saudi Capital Market Rules and Regulations- (General Chapter)- (CME-1B)
Names of the training programs that are integrated (enriched) with the training program:
Names of the training programs that after the training program:
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