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5 Reviews
This training program is to provide participants with knowledge and skills necessary to pass the Advanced Qualification Exam in AML/CTF, presented by the CMA and TFA. The exam is designed for CMA-licensed compliance and AML officers. This program is tailored to familiarize participants with AMC/CTF international and KSA efforts, as well as the National AML Framework. It also provides participants with key AML/CTF skills, identifies Customer Due Diligence and suspicious activities reporting.
5 Reviews
This training program is to provide participants with knowledge and skills necessary to pass the Advanced Qualification Exam in AML/CTF, presented by the CMA and TFA. The exam is designed for CMA-licensed compliance and AML officers. This program is tailored to familiarize participants with AMC/CTF international and KSA efforts, as well as the National AML Framework. It also provides participants with key AML/CTF skills, identifies Customer Due Diligence and suspicious activities reporting.
Capital Market
Compliance, AML, and CTF
Risk Management
Compliance and Anti-Financial Crimes
Not Exist
Lecture
Case Studies +3
Lecture
Case Studies
Practical Implementation
Dialogue Teams
Exercises and assignments
Pre Exam
Post Exam
Purchase Program
( 0)Available
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This provides you with the opportunity to select the available times that suit you best for participation in our program. These times represent slots during which we are ready to welcome you and provide assistance and guidance.
In Class Training-Online Training
The Role of International Bodies in AML/CTF.
Key AML/CTF Organizations.
FATF Efforts and its Relationship with AML Parties.
Impact of EU
In Class Training-Online Training
Money Laundering – How It Works?
Most Common Services and Products used in Money Laundering
Corporate and Credit Service Providers
Alternative Transfer Systems or Informal Value Transfer Systems
Managing the Risks of People in Official or Political Positions.
Terrorist Financing
Money Laundering
In Class Training-Online Training
General Developments
Local AML Models
KSA AML/CTF Legal
KSA AML/CTF Initiatives
Law
Financial Intelligence Unit (FIU)
Capital Market Authority (CMA)
Saudi Central Bank (SAMA)
In Class Training-Online Training
What does Customer Due Diligence Mean?
Continuous Monitoring
Customer Due Diligence
Case Study on Customer Due Diligence Requirements.
Customer Due Diligence Guarantees.
Newly Emerging Insights on Customer Due Diligence.
In Class Training-Online Training
AML Structures
The Role of AML/CTF Reporting Officer
The Role of Senior Management
Managing Relationships with Executive Authorities
Customer Privacy Protection
Applying the Risk-Based Approach
Customer Activity Monitoring
Automated Transaction Monitoring
In Class Training-Online Training
Evaluation of Suspicious Activities
Processing
Avoid Notifying/Alerting the Suspect
In Class Training-Online Training
Introduction
Money Laundering
Various Traded Products
Risk-Based Approach
Bond Markets
Stock Markets
Other AML Risks
Stock and Bond Markets – Predicate Offenses of Money Laundering
Money Markets
Derivatives Markets
Foreign Exchange Markets
Commodity Markets
Market Entry
Clearinghouses
Institutional Finance
Joint or Group Lending
Hedge Funds
ML/TF Risks
Risk Signs in Capital Markets
In Class Training-Online Training
Gain knowledge and skills required to pass the Advanced Qualification Exam in Compliance.
Understand financial services regulatory environment and its objectives to make markets fair and transparent and mitigate legal risks.
Be familiar with the laws and regulations to be followed while performing the duties of his/her job.
Be familiar with the skills of compliance function, and how to draft compliance policies and procedures to establish an effective corporate compliance environment.
Deploy and apply a culture of compliance, conduct and governance to raise awareness.
Identify the risks of key financial crimes and develop an early alert plan to combat such risks and maintain market integrity.
