This training program aims to prepare the participants with the knowledge and skills necessary to pass the Compliance Foundation Professional Exam. The program covers issues related to regulatory compliance and the principles of compliance with legal requirements for providing financial services. In addition, the program reviews money laundering legislation, terrorist financing, and anti-fraud laws.
At the end of the training program, the participant should be able to:
1 Participants in financial services
2 Regulatory authorities for the work of financial institutions
3 The factors underlying the development and sustainability of the advanced financial services system
4 Anti-competitive regulation
5 The role of participants in the financial market through the provision of financial services
6 Additional Jobs for the Financial Services Sector
1 Commitment function, importance and tasks
2 Principles and requirements of the commitment unit
3 The risks of non-compliance and its repercussions and repercussions
4 Principles of the Basel Committee on the Risks of Non-Compliance and the Compliance Function of Banks
1 The major characteristics of financial crimes
2 Requirements of Anti-Money Laundering and Terrorist Financing
3 Anti-fraud requirements
4 commercial cover-up
1 Introduction to Islamic banking and financial services
2 Responsibilities of senior management towards Sharia governance in financial institutions
3 Islamic finance formulas
4 Sharia board of directors
1 .Scope of the international financial treaties signed by the Kingdom of Saudi Arabia
2 The roles of the Saudi Central Bank
Not Available
Names of the training programs that are integrated (enriched) with the training program:
Names of the training programs that after the training program:
معهد البحوث والدراسات الاستشارية
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