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This training program aims to prepare the participants with the knowledge and skills necessary to pass the exam for The Broker-Dealer Qualification Certificate (CME3), this exam is specifically developed for those who are involved in trading of securities in the local and international equity markets within an Authorized Person, especially those related to broker-dealer function. Registered persons in other functions such as advising and managing may also find the content to be relevant and useful. This program covers topics related to brokerage and dealing in securities, as well as a review of market behavior, types of securities and the mechanism of stock analysis to support investors. It also focuses on the market system, Finance and its implementing regulations, which are directly related to brokers/dealers and the jobs or tasks associated with them.
This training program aims to prepare the participants with the knowledge and skills necessary to pass the exam for The Broker-Dealer Qualification Certificate (CME3), this exam is specifically developed for those who are involved in trading of securities in the local and international equity markets within an Authorized Person, especially those related to broker-dealer function. Registered persons in other functions such as advising and managing may also find the content to be relevant and useful. This program covers topics related to brokerage and dealing in securities, as well as a review of market behavior, types of securities and the mechanism of stock analysis to support investors. It also focuses on the market system, Finance and its implementing regulations, which are directly related to brokers/dealers and the jobs or tasks associated with them.
Capital Market
Not Exist
Lecture
Exercises and assignments
Pre Exam
Post Exam +1
Pre Exam
Post Exam
Simulation Test for professional exam
Purchase Program
( 0)Available
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This provides you with the opportunity to select the available times that suit you best for participation in our program. These times represent slots during which we are ready to welcome you and provide assistance and guidance.
In Class Training
Investment
Securities Market and Stock Exchange
Types of Securities
The Investment Process
In Class Training
Types of Orders
Stock Trading
Short-Selling
Margin Trading
Types Of Stocks
In Class Training
Stock Market Indices
Factors Influencing Stock Market
Market Efficiency
In Class Training
?What Is Behavioral Finance
Anchoring
An
Gambler's Fallacy
Herd Behavior
Overreaction
Prospect Theory
In Class Training
Valuation of Fixed Income Securities
Valuation of Equity Securities
In Class Training
?What Is Stock Analysis
Fundamental Analysis
Technical Analysis
Tools for Technical Analysis
5. Fundamental Analysis Versus Technical Analysis
In Class Training
Dividends
Capital Changes
Mergers and Acquisitions
Initial Public Offering
In Class Training
Securities
Broker Regulations
Disclosure
Regulation of Restricted Purchases and Restricted Offers
Sanctions And Penalties for Violations (General)
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In Class Training
Carrying On Securities Business
Securities Advertisements
In Class Training
The Principles for Authorized Person
Authorization
Registered Persons
In Class Training
Conduct of Business
Accepting Clients
Client Relations
Reporting to Clients
In Class Training
Systems and Controls
Client Money and Assets
Client Assets Rules
In Class Training
Prohibition of Market Manipulation
Insider Trading
Untrue Statements
Authorized Persons’ Conduct
In Class Training
Definition
AML/CTF Requirements
Customer Due Diligence (CDD)
Record Keeping
Suspicious Transaction Report
Internal Policies, Procedures and Controls
Acquiring knowledge and skills in order to pass the professional exam of the Broker-Dealer CME3.
s and the controls for buying and selling securities to be followed when practicing related operations.
Understand market behaviors and behavioral finance approach to avoid counterfeiting behaviors
rities and analyze stocks to support investors and dealers with the data necessary to make their investment decision.
ts and updates of the market system, the list of businesses and the authorized persons to implement the latest instructions related to them.
dering rules to work with within work procedures.
