Program Brief

The role of the custodian on securities is considered a major and pivotal role in the financial markets, as It preserves the assets and securities of investors to protect them from risks, and the volume of investments that the custodian undertakes to protect may reach billions of riyals. In addition to dealing with the Depository Center regarding transfer of ownership, settlement and clearing of these assets. This workshop focuses on the role of the custodian and its importance in the financial market, in addition to understanding the mechanism of the custodian’s work as an intermediary between the client and the Securities Depository Center to complete the operations of trading, settlement, clearing, lending, distribution and all other related operations in the custody of securities.

Program Topic
  • Portfolio/ Fund
Program Goals

At the end of the training program, the participant should be able to:

  • Recognize the role and importance of the custodian of securities in order to perform his duties effectively and efficiently.
  • Understand how the custodian works so that he can manage the relationship as an intermediary between clients and the Securities Depository Center.
  • Familiarity with the problems of keeping securities to avoid them or treat them properly if they occur.
  • Acquisition of custodian skills in settlement, clearing and lending of securities to be implemented in accordance with the regulations and rules of the financial market.
Program Agenda
Module 1: Securities Custodian
  • 1 Legal and Regulatory Responsibilities of Securities Custodians

    • 2 Securities Custody Procedures

      • 3 Market Risk Management

        • 4 Future Developments in Securities Custody

          Program Requirements

          Not Available

          Program Path

          Names of the training programs that are integrated (enriched) with the training program:

          Names of the training programs that after the training program:

          Program Method
          • Lecture
          Evaluation Method
          • Other
          Training Type
          • In Class Training

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