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This preparation program qualifies participants to pass the Securities Operations Foundation Qualification (SOFQ) exam. This Certificate is an introductory program for anyone involved in securities operations in the financial markets. This program is designed to provide participants with the skills and knowledge necessary for a comprehensive understanding of asset classes (stocks, bonds, funds), primary and secondary markets, corporate procedures, clearing and settlement, accounting analysis and risk.
This preparation program qualifies participants to pass the Securities Operations Foundation Qualification (SOFQ) exam. This Certificate is an introductory program for anyone involved in securities operations in the financial markets. This program is designed to provide participants with the skills and knowledge necessary for a comprehensive understanding of asset classes (stocks, bonds, funds), primary and secondary markets, corporate procedures, clearing and settlement, accounting analysis and risk.
Capital Market
+5
Operations
Not Exist
Lecture
Case Studies +3
Lecture
Case Studies
Brainstroming
Dialogue Teams
Exercises and assignments
Pre Exam
Post Exam +1
Pre Exam
Post Exam
Simulation Test for professional exam
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- +5
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This provides you with the opportunity to select the available times that suit you best for participation in our program. These times represent slots during which we are ready to welcome you and provide assistance and guidance.
In Class Training-Online Training
1. Key Players
2. Asset Classes
3. Debt and Equities
4. The Primary Market: How Deals Are Brought to the Market
5. The Secondary Markets
In Class Training-Online Training
1. Pre-Trade Function
2. Role of Client Onboarding
3. Understanding KYC
4. Master Agreements
5. Static Data Collection
In Class Training-Online Training
1. Trading Paradigms: Flow and Proprietary Trading
2. Trade Execution Systems
3. Trade Capture and Confirmation
4. Role of Middle Office
In Class Training-Online Training
1. Role of Custodians
2. Central Securities Depositories
3. Payment Systems
4. Trade Cash Values
5. Central and Bilateral Clearing Systems
6. Updating Books
In Class Training-Online Training
1. Trading
2. Funding Positions
3. Covering Shorts
4. Basics of Repo and Securities Lending
5. P/L calculation
In Class Training-Online Training
1. Regulatory Reporting Requirements
2. Role of Operations
In Class Training-Online Training
1. Managing Securities
2. Corporate Actions
Determine the similarities and differences between stocks and bonds to know the rights of each type of investment assets.
Defining and understanding the roles of the main participants in the stock market to ensure that all parties carry out their responsibilities.
Identify the mechanisms of attracting stocks and bonds to the market to participate in the primary market.
Recognize the basic components of the life cycle of securities trading to determine the nature of each stage until the end of settlement and clearing.
Learn the basics of trading management; To efficiently carry out repurchase, lending and borrowing of securities.
Identifying the company's procedures and determining them to take appropriate decisions.
