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Enhance capital market operations efficiency and achieve operational excellence.
This training program aims to develop the capabilities of professionals working in operational functions within the capital market sector and enhance their comprehensive understanding of the end to end operational lifecycle, from efficiency to excellence. The program focuses on the core stages of securities trading, clearing, and settlement, and explains the roles of key entities within the market infrastructure. It addresses day to day operational challenges faced by brokerage, clearing, custody, and settlement functions, with an emphasis on identifying root causes of operational errors. The program places strong emphasis on operational risk management, internal controls, and handling operational exceptions in line with regulatory requirements. It also highlights methods for improving operational efficiency through continuous improvement, waste reduction, and service quality enhancement. In addition, participants explore the impact of digital transformation and operational automation on modern capital market operations. Delivered through lectures, case studies, and practical exercises, the program supports effective application of operational best practices in real work environments.
Capital Market
Operations
Not Exist
Lecture
Case Studies +2
Lecture
Case Studies
Practical Implementation
Exercises and assignments
Pre Assessment
Post Assessment
Securities Operations specialists
This provides you with the opportunity to select the available times that suit you best for participation in our program. These times represent slots during which we are ready to welcome you and provide assistance and guidance.
In Class Training
Securities Lifecycle
Trading and Market Structures
Role of Regulatory Authorities
Market Participants
In Class Training
Account Opening
Know Your Customer (KYC)
Verification Procedures
Trade Orders and Order Management Systems (OMS)
Operational Data Collection and Analysis
In Class Training
T 2 Securities Settlement Mechanism
Managing Settlement Failure Cases
Cash Settlements vs. Securities Settlements
Examples from the Saudi Market
In Class Training
Definition, Identification, and Classification of Operational Risks
Common Operational Incidents in Brokerage Firms
Operational Controls (Controls)
Managing Operational Exceptions
In Class Training
Enhancing Operational Efficiency
Reducing Waste and Eliminating Non-Value-Added Activities in Daily Operations
Measuring Operational Performance
Analyzing Operational Errors and Identifying Appropriate Corrective Actions
In Class Training
Operational Automation (RPA)
Digital Transformation of Operations
Quality Improvement Models
Practical Workshop Based on the Saudi Market
Understand the life-cycle of securities operations and recognize the key stages of trading, clearing, and settlement, as well as the role of each entity within the operational ecosystem.
Analyze daily operational challenges in brokerage and clearing functions and identify the root causes of operational errors.
Apply global operational best practices used in capital markets to enhance efficiency, reduce errors, and improve service quality.
Evaluate operational risks associated with market activities and establish practical controls and mitigation measures to reduce their impact.
Improve operational procedures by applying continuous improvement methodologies to elevate efficiency and achieve operational excellence.
