This training program aims to prepare participants with the knowledge and skills necessary to pass the Exam for Global Financial Compliance- (CME-2A), it is a CMA mandated exam that is provided in cooperation with the Chartered Institute for Securities and Investment (CISI). Passing both exams of (CME-2A) and (CME-2B) is required for all persons to be registered to perform the work of compliance and/or anti-money laundering and terrorist financing functions. This training program covers several compliance-related topics such as the international regulatory environment, the compliance function, managing the risk of financial crimes, ethics, integrity and fairness, governance, risk management and compliance.
At the end of the training program, the participant should be able to:
1 1. Models of Regulation
2 2. The International Approach to Regulation
1 1. International Best Practice
2 2. The Role of the Compliance Function within a Firm
3 3. Managing Regulatory Relationships
1 1. Money Laundering, Terrorist Financing, and the Standards Required of Firms
2 2. Practical Implications
3 3. Policies, Procedures and Controls Required of Firms
1 1. Ethics
2 2. Market Integrity
3 3. Fair Conduct
4 4. Fair Dealing
5 5. Environmental, Social and Governance (ESG)
1 1. Corporate Governance
2 2. Key Risk Types, their Application, and Impact on the Compliance Function
3 3. Compliance Risks
Not Available
Names of the training programs that are integrated (enriched) with the training program:
Names of the training programs that after the training program:
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