Refine Your Search
...
...
The Anti Money Laundering and Terrorism Financing for Capital Markets program is designed to enhance participants’ understanding of financial crime risks and their impact on market integrity and stability. The program focuses on interpreting local and international regulatory frameworks and applying compliance requirements effectively within capital market institutions. It covers the stages and methods of money laundering and terrorism financing, while highlighting key red flags for early detection of suspicious activities. Participants will develop the ability to apply a risk based approach, including customer due diligence and the Know Your Customer principle. The program also addresses the role of compliance functions and reporting mechanisms for suspicious transactions in line with regulatory expectations. Emphasis is placed on best practices that strengthen institutional compliance and reduce operational and regulatory risks. Delivered through lectures, case studies, and interactive discussions, the program supports practical application in professional settings.
Capital Market
Compliance and Anti-Financial Crimes
Not Exist
Lecture
Case Studies +3
Lecture
Case Studies
Brainstroming
Dialogue Teams
Exercises and assignments
Pre Assessment
Post Assessment
All employees in the Secu...
All employees in the Securities Sector
This provides you with the opportunity to select the available times that suit you best for participation in our program. These times represent slots during which we are ready to welcome you and provide assistance and guidance.
Self Learning
Module 1: Basic Concepts
Module 2: Money Laundering Methods
Module 3: Know Your Customer (KYC) Principles
Module 4: AML Methods
Module 5: FATF Recommendation
Module 6: Using Block Chain in AML and CFT
Recognize the nature of ML & TF and their risks, for the purpose of due diligence.
Identify key red flags and indicators of suspicious activities in capital markets to ensure reporting of suspicious activities and ongoing monitoring.
Interpret relevant local and international AML/CFT regulations and apply them efficiently.
Design a risk-based approach that incorporates due diligence procedures and the “Know Your Customer” principle.
Apply best practices to enhance compliance in the capital market sector.
Training Programs Overview
Explore Our Programs
