The objective of this exam is to develop knowledge and understanding of the fundamental principles and practices of insurance broking practice and will help you to acquire and develop the skills, care and diligence required to operate in the best interests of the client in finding suitable and cost-effective insurance protection and within the legal and regulatory framework operating for insurance business.
A CMA mandated exam that is provided in cooperation with the Chartered Institute for Securities and Investment (CISI). This exam is required from persons to be registered as a broker. It covers topics related to the brokerage function such as the Market Conduct Regulations which covers for example legislations related to the prohibition of manipulative and deceptive acts or practices and insider trading. Note: This certificate consists of two exams, and to obtain the CME certificate, you must pass both parts of the exam (A-B).
A CMA mandated exam that is provided in cooperation with the Chartered Institute for Securities and Investment (CISI). The Securities exam is specialized to workers in the field of brokerage. The exam includes a number of topics related to the field of brokerage, such as the financial services sector, asset classes, primary and secondary markets, in addition to topics related to clearing and settlement. Note: This certificate consists of two exams, and to obtain the CME certificate, you must pass both parts of the exam (A-B).
The professional exam of trader - registered broker, is a mandatory exam by the Saudi Stock Exchange (Tadawul). This test aims to build the capabilities of brokerage firms' employees who deal with Tadawul system and ensure that all employees have a level of knowledge and skills in this field, including Tadawul regulations and laws that enable them to perform their duties towards clients and beneficiaries professionally and with full responsibility.
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