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386 Reviews
Exam Fees
1100.00
Saudi Riyal
Elevate your career in capital markets and gain a deep understanding of regulations with the mandatory exam by the Capital Market Authority in collaboration with CISI.
386 Reviews
Exam Fees:
1100.00
Certificate Type
Exams
Degree of success
35 degree
Exam Duration
60 Minutes
Exam Owner
FA
Language
Arabic - English
A CMA mandated exam that is provided in cooperation with the Chartered Institute for Securities and Investment (CISI). The General Saudi Capital Market Rules and Regulations is a foundational regulatory certificate that gives an overview of the Saudi capital market. In addition, it covers the most prominent topics related to the CMA regulations, such as the Securities Business Regulations, the Capital Market Institutions Regulations, in addition to the Anti-money Laundering and Counter-terrorist Financing rules, prohibitions and systems and controls. Note: This certificate consists of two exams, and to obtain the CME certificate, you must pass both parts of the exam (A-B).
Capital Market
Risk Management
Compliance, AML, and CTF 5 +
Customer Care
Clearing, Reconciliation and Settlements
Custody
Dealing - Broking
Portfolio/ Fund Management
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Target Audience
Weights
chapter 1: introduction to the capital market authority: 14%
chapter 2: securities business regulations: 12%
chapter 3: authorization: 4%
chapter 4: regulatory activities: 26%
chapter 5: anti-money laundering and counter- terrorist financing rules: 10%
chapter 6: prohibitions: 14%
chapter 7: capital market institutions’ regulations: 12%
chapter 8: systems and controls: 8%Competencies
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