The Professional Exam of Compliance in Banks Sector is considered one of the measuring tools that contribute to verifying the presence of the minimum level among the compliance employees in the banking sector, as it includes a number of knowledge, skills, practices and realistic examples related to the specialized concept of compliance.
All employees working in compliance functions
Chapter 1: Principles of Compliance in Banks: 25%
Chapter 2: Principles of Corporate Governance in Banks Operating in the Kingdom of Saudi Arabia: 10%
Chapter 3: Principles of Sharia Governance and Regulatory Requirements for Banks in the Kingdom of Saudi Arabia: 10%
Chapter 4: Financial Crimes (Concept and Impact): 20%
Chapter 5: The Role of the Compliance Officer in Banks: 20%
Chapter 6: Risks of non-compliance in banks and their effects: 15%
The applicant for the exam as an independent individual is required to be a Saudi national or a citizen of the Gulf Cooperation Council or who are treated as citizens according to Labor Law.
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