The objective of this exam is to ensure that all registered persons or those intending to register with CMA have an advanced level of knowledge and skills in the core business of the capital market, including the regulations and laws of this function. •Note: 1)The General Securities Qualification Exam (CME 1) consists of two parts, Securities Rules and Regulations AND Securities Operations. Examinees should pass BOTH parts in order to be a CME 1 Certified. 2)Applicants who prove passing level 1 of the Chartered Financial Analyst (CFA) Exam will be exempted from part 2 of The General Securities Qualification Exam: Part 2: Securities Operations when registering for CME4 and CME5.
All registered persons or those intending to register with CMA to perform registrable functions for authorized persons. It is required to obtain the General Securities Qualification certificate.
Chapter 1: Financial Market - Organization & Management: 10%
Chapter 2: Financial Market Indicators: 3%
Chapter 3: Investment Instrument & Securities: 7%
Chapter 4: Economic Framework: 7%
Chapter 5: Financial Statements Basics: 5%
Chapter 6: Financial Statement analysis: 7%
Chapter 7: Corporate Actions: 3%
Chapter 8: Quantitative Foundation of Investment Analysis: 7%
Chapter 9: Asset Valuation - Equity Investment: 14%
Chapter 10: Asset Valuation - Debt Instruments: 6%
Chapter 11: Derivatives: 4%
Chapter 12: Foundation of Investment - Decision Making: 10%
Chapter 13: Mutual Funds, Exchange Traded Funds & hedge Funds: 7%
Chapter 14: Shariah Complaint Investment Tools: 5%
Chapter 15: Mergers, Acquisitions, IPOs & Restructurings: 3%
Chapter 16: Fundamentals of Market Compliance: 2%
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Obtaining a High School Degree
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إشارة إلى التعميم الصادر عن هيئة السوق المالية، نفيدكم بأنه سيقف العمل على هذا الاختبار بنهاية يوم الثلاثاء الموافق 31 يناير 2023م، وللحصول على هذه الشهادة فإنه يجب اجتياز اختبار (التشريعات واختبار العمليات) اعتبارًا من يوم الأربعاء1 فبراير 2023م، ويمكنكم الاطلاع عليها من خلال الروابط التالية:
شهادة العمليات: مقدمة في الأوراق المالية والاستثمار (المنهج الدولي) - (CME-1A)
شهادة التشريعات: أنظمة ولوائح السوق المالية السعودية (الفصل العام) - (CME-1B)
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