A CMA mandated exam that is provided in cooperation with the Chartered Institute for Securities and Investment (CISI). This exam is required from persons to be registered as a broker. It covers topics related to the brokerage function such as the Market Conduct Regulations which covers for example legislations related to the prohibition of manipulative and deceptive acts or practices and insider trading. Note: This certificate consists of two exams, and to obtain the CME certificate, you must pass both parts of the exam (A-B).
Passing both the “Securities” exam and the “Saudi Stock Market Rules and Regulations (Brokers)” exam is a requirement for all persons to be registered to perform local or international stock brokerage functions in all their job categories with the Capital Market Institution starting from February 1, 2023.
Arabic
18 Degree
30 Minutes
FA , CISI
English
18 Degree
30 Minutes
FA , CISI
Chapter 1: Market Conduct Regulations: 52%
Chapter 2: Capital Market Institutions’ Conduct: 48%
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