Program Brief

This training program aims to prepare participants with the knowledge and skills necessary to pass the Exam for Global Financial Compliance- (CME-2A), it is a CMA mandated exam that is provided in cooperation with the Chartered Institute for Securities and Investment (CISI). Passing both exams of (CME-2A) and (CME-2B) is required for all persons to be registered to perform the work of compliance and/or anti-money laundering and terrorist financing functions. This training program covers several compliance-related topics such as the international regulatory environment, the compliance function, managing the risk of financial crimes, ethics, integrity and fairness, governance, risk management and compliance.

Program Topic
  • Compliance and Anti-Financial Crimes
Program Goals

At the end of the training program, the participant should be able to:

  • By the end of this program, the participant will be able to
Program Agenda
Module 1: The International Regulatory Environment
  • 1 1. Models of Regulation

    • 2 2. The International Approach to Regulation

      Module 2: The Compliance Function
      • 1 1. International Best Practice

        • 2 2. The Role of the Compliance Function within a Firm

          • 3 3. Managing Regulatory Relationships

            Module 3: Managing the Risk of Financial Crime
            • 1 1. Money Laundering, Terrorist Financing, and the Standards Required of Firms

              • 2 2. Practical Implications

                • 3 3. Policies, Procedures and Controls Required of Firms

                  Module 4: Ethics, Integrity and Fairness
                  • 1 1. Ethics

                    • 2 2. Market Integrity

                      • 3 3. Fair Conduct

                        • 4 4. Fair Dealing

                          • 5 5. Environmental, Social and Governance (ESG)

                            Module 5: Governance, Risk Management and Compliance
                            • 1 1. Corporate Governance

                              • 2 2. Key Risk Types, their Application, and Impact on the Compliance Function

                                • 3 3. Compliance Risks

                                  Program Requirements

                                  Not Available

                                  Program Path

                                  Names of the training programs that are integrated (enriched) with the training program:

                                  • Not Available

                                  Names of the training programs that after the training program:

                                  • Not Available
                                  Program Method
                                  • Lecture
                                  • Case Studies
                                  • Dialogue Teams
                                  • Exercises and assignments
                                  Evaluation Method
                                  • Pre Exam
                                  • Post Exam
                                  • Simulation Test for professional exam
                                  • Discussion Panel
                                  Training Type
                                  • In Class Training
                                  • Online Training

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